Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that the SEC has issued a threat alert outlining Reg BI-related deficiencies found throughout current examinations of broker-dealers, from dual-registered advisors not clearly speaking whether or not they had been appearing as a commission-based dealer or a fee-based funding adviser to corporations failing to replace their coaching and compliance techniques to fulfill the necessities of Reg BI.
Additionally in trade information this week:
- Annuity gross sales hit file ranges in 2022, presumably spurred on by risky markets and rising rates of interest
- A current survey means that an amazing proportion of each employers sponsoring retirement plans and their workers are excited by receiving recommendation from monetary advisors
From there, we have now a number of articles on advisor advertising and marketing:
- How advisors can get extra shoppers by devoting simply two hours per thirty days to advertising and marketing
- 5 research-backed techniques advisors can use to enhance their advertising and marketing ROI
- How discovering a ‘affected person zero’ may also help new corporations market to their chosen area of interest
We even have various articles on investing:
- Why falling rates of interest weren’t essentially the important thing driver of funding returns throughout the previous 25 years
- Why there won’t be a rush amongst buyers to mounted earnings investments, at the same time as yields attain ranges not seen in years
- Whereas Listed Common Life insurance policies have been insurance coverage firms’ hottest merchandise in recent times, financial headwinds and issues about their utility may sluggish their development
We wrap up with three closing articles, all about Synthetic Intelligence (AI):
- How AI may revolutionize a variety of professions, from training to drugs
- How ChatGPT and different massive language fashions can be utilized by funding professionals now and sooner or later
- How AI techniques may each create better efficiencies for human monetary advisors and problem present advisory enterprise fashions within the years forward
Benefit from the ‘gentle’ studying!
